Accounts for

Professional Advisers

Accounts for
Professional Advisers

We offer a broad range of choices combined with the highest payout for independent financial professionals.

Our culture supports financial professionals by helping them control their future. Our long-term success is defined by the value we deliver to you, and enduring success is often driven by making sure your business efforts are a clear reflection of your personal values. We offer more investment products than any other firm, a broad range of financial solutions and strategies, and the best technology to help you grow your business and achieve independence.

Ready to learn more?

Join a culture of true independence where you, the financial professional, control the journey. Our flexible transition plans will help guide you.

We value your privacy. All information is strictly confidential.



Name:*
Address:*
E-mail:*
Phone Number (including area code):*
Current broker-dealer/RIA?*
Annual Production:*
Current AUM:*
Which of the following interest you?: (select all that apply)*
Additional information:*

Supporting Your Business

Our tools help you create and maintain relationships with your clients, grow and sustain your independent firm, and successfully reach your business goals. Our Practice Management Team is here to help you focus on your role as a business owner, providing you with a customized course and setting you on the path to achieve your unique goals. Our coaching programs offer hands-on coaching with specialized executive and departmental consulting. Our coaches partner with you to develop the efficiencies needed to achieve personal and financial growth.

Global Advisers One-Free program allows advisers with a certain amount of Assets Under Management (AUM) to pay one, annual fee each year vs. a percentage of fees.

Client Outreach and Marketing

We offer marketing collateral that can be customized for your business and brand. You can work with the in-house Public Relations and Creative Marketing Team to brainstorm developing a targeted message and design for the campaign you envision. We invite you to take advantage of our in-house, collaborative relationship with the Compliance Department and our experience in the independent advice channel. We are excited to work with you to create a piece that speaks to you and the unique business you’ve dedicated your expertise to building.

In addition to our in-house outsourcing options through the Public Relations and Creative Marketing Team, Our Practice Management Team is engaged in relationships with leading industry marketing firms to provide you with additional options for tools and assistance to develop your brand and marketing. Our Practice Management Team can help you connect with a number of resources internally to help grow and streamline your business.

Client Solutions

We understand your clients are your most valuable asset. Our team of highly qualified specialists supports you in creating optimal solutions for your clients in the areas of estate planning, fee-based accounts, insurance, investments, and case specific financial planning and retirement plan acquisition. This highly specialized team provides comprehensive direction and guidance on case development involving multiple products and financial planning strategies. You can take advantage of one-on-one consultations, case insight, training with our specialists, along with case development reports that address the planning objectives and possible solutions for your high-net-worth and business clients.

Retirement Plan Solutions

Our retirement plan solutions specialists will guide you through the complexities of retirement plan design, implementation, and strategies. We can help you identify retirement plan opportunities inside your existing book of business and within your community, and work with you to develop these leads into new business relationships.

Insurance Solutions

Our specialists help you design insurance product solutions and bring you creative marketing ideas. We help you save time on case design, implementation, and operational assistance. We have strategic alliances with several insurance carriers to design state‑of‑the‑art, advanced insurance product solutions and bring you creative marketing ideas.

Investment Solutions

Need help navigating the complicated world of alternative and traditional investments? Our investment solutions professionals can help you with competitive portfolio and statement reviews, as well as portfolio management and financial planning systems.

Technology

Institutional clients have access to over 125 market centers in 31 countries where they can trade stocks, options, futures, forex, fixed income, and ETFs – all from a single Integrated Investment Account. Galleon Trading platforms offer a wide range of product centered tools for simplified single and complex multi-leg option trading; forex trading; Mutual Fund/ETF replicator; fixed income screeners for corporate, municipal and agency bonds and CDs – and more.
Client PortalDesktopMobileWebIBotAPI
Stocks
Options (Incl. Futures Options)
Futures
Forex
Warrants
Combinations
Bonds
Mutual Funds
Structured Products
Physical Metals
Inter-Commodity Spreads

The Transition Process

Experience our core value of flexibility through our customized transition plans. Our Transition Team serves as your primary point of contact during the transition process, serving as a liaison between you and our home office departments. As the process evolves, you will be gradually introduced to the rest of the firm. Our experienced team is dedicated to providing you with a seamless and straightforward transition, allowing you to continue providing your clients with the outstanding service they deserve.

Marketing Solutions for Financial Professionals

Our outsourcing options includes customizable marketing and website development to help independent advisors grow and manage their businesses. We offer marketing collateral that can be customized for your business and brand. You can work with the in-house Public Relations and Creative Marketing Team to brainstorm developing a targeted message and design for the campaign you envision. We invite you to take advantage of our in-house, collaborative relationship with the Compliance Department and our experience in the independent advice channel. We are excited to work with you to create a piece that speaks to you and the unique business you’ve dedicated your expertise to building.

In addition to our in-house outsourcing options through the Public Relations and Creative Marketing Team, Our Practice Management Team is engaged in relationships with leading industry marketing firms to provide you with additional options for tools and assistance to develop your brand and marketing. Our Practice Management Team can help you connect with a number of resources internally to help grow and streamline your business.

FAQ

Do I need a Series 7 license? Which securities licenses do I need?

Global Advisers is a registered investment adviser, not a broker dealer. That means you don’t need a series 7 license in order to build your independent advisory business. Instead, you will need an active series 65. Alternatively, you will have a CFA, CFP, or JD.

What are your business principles and core values?

Our purpose is to make a difference in the lives of our advisors, their clients, and our associates. We will do this by continuously improving and refining our competitive differentiation, unique culture, customizable experience, and superior quality.

Our Values reflect our purpose, define our culture, and direct our actions.

  • Integrity – honesty, fairness, and ethics are the foundation of our culture
  • Commitment – making a difference to our community through quality, excellence, and service
  • Flexibility – innovative solutions based on being open minded, thoughtful, and resourceful
  • Kindness – actions guided by consideration and human touch while embracing accountability

Do you support fee based or commission based business?

We work with both in-house and independent advisers with fee only business models–and we support independent advisers in the process of transforming their business from partial-fee to fee only.

What types of business models do you support?

We work with all advisers, from solo-independent advisers, to large groups of advisers who are planning to build and/or maintain an office.

Does Global Advisers have proprietary products?

Yes. As a fiduciary, we are required to use all types of investment products that make sense for our clients. However, we also offer over 100 different investment sub-accounts that are based on a variety of different factors, and are designed to track all asset classes, sectors, industries, and sub-classes. Our sub-accounts (Galleon Core accounts) are ultra-low-fee and have 0.00% expense ratios.

What clearing firms do you use?

We currently use Interactive Brokers, LLC as our custodian, and for technology. However, we recognize that some clients may prefer a different clearing firm. So, to that end, we remain flexible and willing to work with other clearing firms as necessary.

How do you manage compliance?

When you choose to join Global Advisers, you’ll immediately experience our core value of flexibility with our customized transition plans, which are designed to assist in training our newest advisers and staff. By partnering with our custodian, we have over 1,400 highly skilled and experienced professionals ready to help you make the transition. Our goal is to provide a seamless and straightforward transition, allowing you to continue providing your clients with the outstanding service they deserve.

What technologies do you offer to help me run my business efficiently?

We feel quite confident in stating that our technology, trading and research platforms, investment tools, Core accounts, and model portfolios are the best you will find. Our custodian literally invented electronic online trading in the 1970s, and since then, it has won numerous awards from Barron’s and other major organizations.

What marketing support do you offer to help me grow my business?

When you join Global Advisers, you can be assured we are committed to helping you grow your business through innovative business building solutions–focused on your individual goals. Larger, corporate broker-dealers provide programs based on their corporate brand, goals, and initiatives. Here, you have the freedom and flexibility to determine where you want your business to go.

Let your brand shine with the help of our talented Public Relations and Creative Marketing Team. Create a cohesive presence with your advertising, marketing collateral, and website that will set you apart from the competition.

Featuring two offerings to support your entire marketing strategy:

  • Customized Advisor Marketing – Use Customized Advisor Marketing to create compelling marketing collateral for your promotional and informational needs.
  • Website Design – Work with Website Design to create a modern, mobile-friendly website that speaks to who you are and what you do.

Do you offer any coaching or programs to help me grow my business?

We offer a broad scope of resources to help you create and maintain relationships with clients, grow and sustain your independent firm, and successfully reach your business goals.

Our Practice Management Team is here to help you focus on your role as a business owner, providing you with a customized course and setting you on the path to achieve your unique goals. Our Practice Management coaching programs offer hands-on coaching with specialized executive and departmental consulting. Our coaches partner with you to develop the efficiencies needed to achieve personal and financial growth.

Do I need my own website?

No. We create a special section on our website dedicated to your business that includes biographies, services offered, and special marketing and advertising materials.

+ Overview

We offer a broad range of choices combined with the highest payout for independent financial professionals.

Our culture supports financial professionals by helping them control their future. Our long-term success is defined by the value we deliver to you, and enduring success is often driven by making sure your business efforts are a clear reflection of your personal values. We offer more investment products than any other firm, a broad range of financial solutions and strategies, and the best technology to help you grow your business and achieve independence.
+ Establish

Ready to learn more?

Join a culture of true independence where you, the financial professional, control the journey. Our flexible transition plans will help guide you.

We value your privacy. All information is strictly confidential.



Name:*
Address:*
E-mail:*
Phone Number (including area code):*
Current broker-dealer/RIA?*
Annual Production:*
Current AUM:*
Which of the following interest you?: (select all that apply)*
Additional information:*
+ Support

Supporting Your Business

Our tools help you create and maintain relationships with your clients, grow and sustain your independent firm, and successfully reach your business goals. Our Practice Management Team is here to help you focus on your role as a business owner, providing you with a customized course and setting you on the path to achieve your unique goals. Our coaching programs offer hands-on coaching with specialized executive and departmental consulting. Our coaches partner with you to develop the efficiencies needed to achieve personal and financial growth.

Global Advisers One-Free program allows advisers with a certain amount of Assets Under Management (AUM) to pay one, annual fee each year vs. a percentage of fees.

+ Grow

Client Outreach and Marketing

We offer marketing collateral that can be customized for your business and brand. You can work with the in-house Public Relations and Creative Marketing Team to brainstorm developing a targeted message and design for the campaign you envision. We invite you to take advantage of our in-house, collaborative relationship with the Compliance Department and our experience in the independent advice channel. We are excited to work with you to create a piece that speaks to you and the unique business you’ve dedicated your expertise to building.

In addition to our in-house outsourcing options through the Public Relations and Creative Marketing Team, Our Practice Management Team is engaged in relationships with leading industry marketing firms to provide you with additional options for tools and assistance to develop your brand and marketing. Our Practice Management Team can help you connect with a number of resources internally to help grow and streamline your business.

+ Solutions

Client Solutions

We understand your clients are your most valuable asset. Our team of highly qualified specialists supports you in creating optimal solutions for your clients in the areas of estate planning, fee-based accounts, insurance, investments, and case specific financial planning and retirement plan acquisition. This highly specialized team provides comprehensive direction and guidance on case development involving multiple products and financial planning strategies. You can take advantage of one-on-one consultations, case insight, training with our specialists, along with case development reports that address the planning objectives and possible solutions for your high-net-worth and business clients.

Retirement Plan Solutions

Our retirement plan solutions specialists will guide you through the complexities of retirement plan design, implementation, and strategies. We can help you identify retirement plan opportunities inside your existing book of business and within your community, and work with you to develop these leads into new business relationships.

Insurance Solutions

Our specialists help you design insurance product solutions and bring you creative marketing ideas. We help you save time on case design, implementation, and operational assistance. We have strategic alliances with several insurance carriers to design state‑of‑the‑art, advanced insurance product solutions and bring you creative marketing ideas.

Investment Solutions

Need help navigating the complicated world of alternative and traditional investments? Our investment solutions professionals can help you with competitive portfolio and statement reviews, as well as portfolio management and financial planning systems.

+ Technology

Technology

Institutional clients have access to over 125 market centers in 31 countries where they can trade stocks, options, futures, forex, fixed income, and ETFs – all from a single Integrated Investment Account. Galleon Trading platforms offer a wide range of product centered tools for simplified single and complex multi-leg option trading; forex trading; Mutual Fund/ETF replicator; fixed income screeners for corporate, municipal and agency bonds and CDs – and more.
Client PortalDesktopMobileWebIBotAPI
Stocks
Options (Incl. Futures Options)
Futures
Forex
Warrants
Combinations
Bonds
Mutual Funds
Structured Products
Physical Metals
Inter-Commodity Spreads
+ Transition

The Transition Process

Experience our core value of flexibility through our customized transition plans. Our Transition Team serves as your primary point of contact during the transition process, serving as a liaison between you and our home office departments. As the process evolves, you will be gradually introduced to the rest of the firm. Our experienced team is dedicated to providing you with a seamless and straightforward transition, allowing you to continue providing your clients with the outstanding service they deserve.

+ Marketing

Marketing Solutions for Financial Professionals

Our outsourcing options includes customizable marketing and website development to help independent advisors grow and manage their businesses. We offer marketing collateral that can be customized for your business and brand. You can work with the in-house Public Relations and Creative Marketing Team to brainstorm developing a targeted message and design for the campaign you envision. We invite you to take advantage of our in-house, collaborative relationship with the Compliance Department and our experience in the independent advice channel. We are excited to work with you to create a piece that speaks to you and the unique business you’ve dedicated your expertise to building.

In addition to our in-house outsourcing options through the Public Relations and Creative Marketing Team, Our Practice Management Team is engaged in relationships with leading industry marketing firms to provide you with additional options for tools and assistance to develop your brand and marketing. Our Practice Management Team can help you connect with a number of resources internally to help grow and streamline your business.

+ FAQ

FAQ

Do I need a Series 7 license? Which securities licenses do I need?

Global Advisers is a registered investment adviser, not a broker dealer. That means you don’t need a series 7 license in order to build your independent advisory business. Instead, you will need an active series 65. Alternatively, you will have a CFA, CFP, or JD.

What are your business principles and core values?

Our purpose is to make a difference in the lives of our advisors, their clients, and our associates. We will do this by continuously improving and refining our competitive differentiation, unique culture, customizable experience, and superior quality.

Our Values reflect our purpose, define our culture, and direct our actions.

  • Integrity – honesty, fairness, and ethics are the foundation of our culture
  • Commitment – making a difference to our community through quality, excellence, and service
  • Flexibility – innovative solutions based on being open minded, thoughtful, and resourceful
  • Kindness – actions guided by consideration and human touch while embracing accountability

Do you support fee based or commission based business?

We work with both in-house and independent advisers with fee only business models–and we support independent advisers in the process of transforming their business from partial-fee to fee only.

What types of business models do you support?

We work with all advisers, from solo-independent advisers, to large groups of advisers who are planning to build and/or maintain an office.

Does Global Advisers have proprietary products?

Yes. As a fiduciary, we are required to use all types of investment products that make sense for our clients. However, we also offer over 100 different investment sub-accounts that are based on a variety of different factors, and are designed to track all asset classes, sectors, industries, and sub-classes. Our sub-accounts (Galleon Core accounts) are ultra-low-fee and have 0.00% expense ratios.

What clearing firms do you use?

We currently use Interactive Brokers, LLC as our custodian, and for technology. However, we recognize that some clients may prefer a different clearing firm. So, to that end, we remain flexible and willing to work with other clearing firms as necessary.

How do you manage compliance?

When you choose to join Global Advisers, you’ll immediately experience our core value of flexibility with our customized transition plans, which are designed to assist in training our newest advisers and staff. By partnering with our custodian, we have over 1,400 highly skilled and experienced professionals ready to help you make the transition. Our goal is to provide a seamless and straightforward transition, allowing you to continue providing your clients with the outstanding service they deserve.

What technologies do you offer to help me run my business efficiently?

We feel quite confident in stating that our technology, trading and research platforms, investment tools, Core accounts, and model portfolios are the best you will find. Our custodian literally invented electronic online trading in the 1970s, and since then, it has won numerous awards from Barron’s and other major organizations.

What marketing support do you offer to help me grow my business?

When you join Global Advisers, you can be assured we are committed to helping you grow your business through innovative business building solutions–focused on your individual goals. Larger, corporate broker-dealers provide programs based on their corporate brand, goals, and initiatives. Here, you have the freedom and flexibility to determine where you want your business to go.

Let your brand shine with the help of our talented Public Relations and Creative Marketing Team. Create a cohesive presence with your advertising, marketing collateral, and website that will set you apart from the competition.

Featuring two offerings to support your entire marketing strategy:

  • Customized Advisor Marketing – Use Customized Advisor Marketing to create compelling marketing collateral for your promotional and informational needs.
  • Website Design – Work with Website Design to create a modern, mobile-friendly website that speaks to who you are and what you do.

Do you offer any coaching or programs to help me grow my business?

We offer a broad scope of resources to help you create and maintain relationships with clients, grow and sustain your independent firm, and successfully reach your business goals.

Our Practice Management Team is here to help you focus on your role as a business owner, providing you with a customized course and setting you on the path to achieve your unique goals. Our Practice Management coaching programs offer hands-on coaching with specialized executive and departmental consulting. Our coaches partner with you to develop the efficiencies needed to achieve personal and financial growth.

Do I need my own website?

No. We create a special section on our website dedicated to your business that includes biographies, services offered, and special marketing and advertising materials.

Global Advisers Money Management Services

800-832-8514


Ext — 1288


Monday – Friday 8 a.m. to 8 p.m.
Saturday 10 a.m. to 4 p.m.
Eastern time

Professional Adviser Services

Money Management, Advisory, and Asset Management

If you do not have access to this website please contact your Institutional Management team.

For Global Advisers’ corporate website, please visit www.globaladvisers.com.

Access to and use of this site is limited to authorized customers of certain affiliates of Global Advisers, LLC and certain other authorized persons.

System response and account access times may vary due to market conditions, system performance and other factors.

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