Impact Investing Account Overview and Performance

Account Performance

Impact Investing Account

FACTS AND DATASHEET

The Impact Investing account seeks long-term growth of capital. It invests primarily in equity securities of established companies that are economically tied to various countries throughout the world. It may invest directly or indirectly in foreign securities or foreign currencies of both developed and developing countries. Galleon does not expect its investments in emerging markets to exceed 35% of its net assets. It may invest in securities of companies of any size and in any sector.

Common benchmarks: S&P 500; Russell 2000 Growth

3-Year Annualized Time-Weighted Return [1]

14.52%

Benchmark 3-Year Annualized Return (SP 500) [2]

13%

Risk (Scale 1 to 5) [3]

Average - 3.5

Annual Yield [4]

Average 4.28%

Annual Fee (Scale 0.01 to 2.00%) [5]

Low 0.25%
0
%

OVERALL SCORE

Core Facts

Asset Class Municipal Bond
Sub-Class Muni
Expense Ratio [6] 0.0%
Minimum investment [7] $10,000 US
Account number 115
Account manager Galleon Wealth Management
Region North America
Market Developed

Account Management Fees [8]

Account AssetsAnnual Fee
$10,0001.25%
$25,0000.9%
$50,0000.75%
$100,0000.5%
$1,000,000+0.25%

Top 10 Holdings

CompanySymbol
AT&TT
Bank of AmericaBAC
Bristol-Myers SquibbBMY
ChevronCVX
Cisco SystemsCSCO
CitigroupC
Coca-ColaKO
Eli Lilly and CompanyLLY
ExxonMobilXOM
General MillsGIS
TargetTGT

Performance

Risk

The risk rating is based on the account’s past performance as compared to mutual funds and/or ETFs within the same category. It represents a starting point from which investors evaluate if the core makes sense for their own risk tolerance, suitability, goals and objectives. It is not a buy or sell recommendation.

CEO Account

S&P 500

Bloomberg Barclays US Aggregate Bond Index

Account Value (US)Our Donation
$25,000$125
$50,000$250
$100,000$375
$500,000$1,250
$1,000,000$2,500
>$1,000,000$2,500 + 10% of fee

Management

Strategy Income
Style Active
Objectives Income

Social Investing

Green Portfolio No
Impact Investing Yes
Socially Responsible Yes

Tax and Charitable Information

Donor Qualified No
IRA Suitability Yes

1. Assumes even number of shares purchased at time of account inception. Actual returns may vary depending on date purchased.

2. As of date of account inception.

3. Assumes that 1 equals low risk, while 10 equals extremely high risk.

4. Based on even number of shares purchased at time of account inception. Assumes that companies held in the account declared regular dividends as determined by their board of directions. Neither Global Advisers, nor Galleon Wealth Management assumes any responsibility for that amount of dividends paid. Dividends declared by any company are never guaranteed.

5. Based on industry standards and averages, whereas the average account management fee equals 1.5%. Does not include any commissions or other fees charged by custodian

6. The total annual operating expense paid by the account owner after any fee waiver and/or expense reimbursements that will reduce any operating expenses. This number does not include any fee waiver arrangement or expense reimbursement that may be terminated without agreement of the investment adviser during the one-year period.

7. While there is no minimum amount required to begin investing, accounts that do not meet certain requirements may be charged a monthly maintenance fee by the custodian.

8. Account management fees are charged by the investment adviser for providing regular, ongoing service. It does not include commissions, which may be charged separately by the custodian.