FAQ Categories: Retirement Plans - Fees and Expenses

  • One-Time or Event Fees

    Setup or document preparation may incur flat fees (e.g., for customized Defined Benefit plans). Annual filings (such as Form 5500 for large plans) and compliance testing may carry nominal administrative fees. Any such charges are disclosed upfront in your engagement agreement.

  • Custodian Platform Fees

    No account opening or maintenance fees charged by the custodian. Standard brokerage commissions and fund expenses may still apply.

  • Our Advisory Fees

    Charged as a percentage of plan assets under management (AUM), aligning our success with yours. Covers comprehensive services including plan setup, ongoing oversight, investment recommendations, and compliance support. Fee tiers decrease as assets growโ€”our goal is to maintain cost-efficiency as your plan scales.